LEGAL    Legal   ::  Third-Party Research Disclosures
If you received a third-party research report (report not published by Davidson) you can view Davidson specific disclosures regarding the subject company of the report below. You can search by company name or symbol.
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Company Symbol Disclosures
3M Company MMM 8
A.T. Cross Company ATX 1,8,
AAR Corp. AIR 1,8
ABAXIS INC. ABAX 1
ACI Worldwide Inc. ACIW 1,8
ADOBE SYSTEMS, INC. ADBE 1
AECOM Technology Corporation ACM 1,8
AKEENA SOLAR INC. WEST 1
ALBINA COMMUNITY BANCORP ACBC 1
ALLETE Inc. ALE 1,8
ALTERA CORP. ALTR 1
AMERICAN ECOLOGY CORP. ECOL 1
AMGEN INC. AMGN 1,8
ANADIGICS, Inc. ANAD 1,8
ARM Holdings plc ARMH 1,8
ATMI Inc. ATMI 1,8
AXT, Inc. AXTI 1,8
AZZ incorporated AZZ 1,8
AboveNet, Inc. ABVT 1,8
Akamai Technologies Inc. AKAM 1,8
Alliant Energy Corporation LNT 1,8
Altisource Portfolio Solutions S.A. ASPS 1
Ambassadors Group, Inc. EPAX 1,4,8
Ansys, Inc. ANSS 1
Apogee Enterprises Inc. APOG 1,8
Applied Materials, Inc. AMAT 1,8
Ascena Retail Group, Inc. ASNA 1
Avago Technologies Limited AVGO 1,8
Aviat Networks, Inc. AVNW 1,8
Avid Technology, Inc. AVID 1
Avista Corp. AVA 1,8
Axcelis Technologies, Inc. ACLS 1
BBCN Bancorp Inc. BBCN 1,2,3,8
BE Aerospace Inc. BEAV 1,8
BEBE STORES INC. BEBE 1
BED BATH AND BEYOND INC. BBBY 1
BEO BANCORP. BEOB 1
BJ's Restaurants, Inc. BJRI 1,8
BLUE NILE INC. NILE 1
BROADWIND ENERGY, INC. BWEN 1
BROOKS AUTOMATION INC. BRKS 1
Babcock & Wilcox Company (The) BWC 1,8
Balchem Corporation BCPC 1,8
Bank of Hawaii Corporation BOH 1,8
Bank of Marin Bancorp. BMRC 1,8
Banner Corp. BANR 1,8
Beam Inc. BEAM 1,8
Black Diamond, Inc. BDE 1,8
Black Hills Corporation BKH 1,2,8
Bluelinx Holdings Inc. BXC 1,8
Boeing Company (The) BA 1,8
Bottomline Technologies EPAY 1,8
Bristol Myers Sqibb BMY 8
Broadcom Corporation BRCM 1,8
Brocade Communications Systems, Inc. BRCD 1
Brown-Forman Inc. B BF-B 1,8
Buckeye Technologies Inc. BKI 1,8
Buffalo Wild Wings Inc. BWLD 1,8
CACHE INC. CACH 1
CAPITAL PACIFIC BANK CPBO 1
CENTERPOINTE COMMUNITY BANK CENP 1
CENTURY BANK (OR) CBAO 1
CHILDREN'S PLACE RETAIL STORES INC. PLCE 1
CHS INC. 8% PREFERRED CHSCP 1
CISCO SYSTEMS INC. CSCO 1,8
COBIZ INC. COBZ 1,
COLUMBIA COMMERCIAL BANCORP CLBC 1
COMMUNITY 1ST BANK IDAHO CMYF 1
COSTCO WHOLESALE CORP. COST 1,8
CVB Financial Corp. CVBF 1,8
Cabot Microelectronics Corp. CCMP 1,8
Cadence Design Systems, Inc. CDNS 1,8
California United Bank CUNB 1
Callaway Golf Co. ELY 1,8
Cascade Bancorp. CACB 1,8
Cascade Corporation CASC 1,8
Cascade Microtech. Inc. CSCD 1
Cathay General Bancorp CATY 1,8
Cavium Networks, Inc. CAVM 1,8
Cbeyond, Inc. CBEY 1,8
CenturyLink, Inc. CTL 1,8
Ceradyne, Inc. CRDN 1,8
Ceragon Networks Ltd. CRNT 1,8
Cheesecake Factory Inc. (The) CAKE 1,8
Chicago Bridge & Iron CBI 1,8
Chipotle Mexican Grill, Inc. CMG 1,8
City National Corporation CYN 1,8
Clearwater Paper Corp. CLW 1,8
CoBiz Financial Inc COBZ 1,
Cogent Communications Group Inc. CCOI 1,8
Coinstar Inc. CSTR 1,8
Coldwater Creek, Inc. CWTR 1
Columbia Banking System Inc. COLB 1,3,8
Columbia Sportswear Company COLM 1,8
Comerica Incorporated CMA 1,8
Comfort Systems USA Inc. FIX 1,8
Commercial Metals Company CMC 1,8
Concur Technologies Inc. CNQR 1,8
Concurrent Computer Corp. CCUR 1
Consolidated Communications Hldgs Inc. CNSL 1,8
Constellation Brands Inc. STZ 1,8
Corning, Inc. GLW 8
Cost Plus, Inc. CPWM 1
Cree, Inc. CREE 1,8
DECKERS OUTDOOR CORPORATION DECK 1
DELL INC. DELL 1
DIGIMARC CORPORATION DMRC 1
DIGITAL RIVER INC. DRIV 1
DISCOVERY BANCORP DVBC 1
DTS, Inc. DTSI 1
Darden Restaurants, Inc. DRI 1,8
Deluxe Corporation DLX 1,8
Diamond Foods, Inc. DMND 1,8
Domtar Corp. UFS 1,8
Ducommun Inc. DCO 1,8
Dunkin' Brands Group DNKN 1,8
Dycom Industries Inc. DY 1,8
Dynamic Materials Corp. BOOM 1,8
EASTERN VIRGINIA BANKSHARES INC. EVBS 1
EMCOR Group, Inc. EME 1,8
EPIQ SYSTEMS INC. EPIQ 1
EXPEDIA INC. EXPE 1
Eagle Bancorp. EBMT 1,8
Eagle Materials, Inc. EXP 1,8
EarthLink, Inc. ELNK 1,8
East West Bancorp, Inc. EWBC 1,8
Einstein Noah Restaurant Group, Inc. BAGL 1,8
Electro Scientific Industries, Inc. ESIO 1,8
Ensign Group, Inc. (The) ENSG 1,8
Entegris, Inc. ENTG 1,8
Entropic Communications, Inc. ENTR 1,8
Equinix, Inc. EQIX 1
Esterline Technologies ESL 1,8
Euronet Worldwide Inc. EEFT 1,8
Express Scripts, Inc. ESRX 8
ExxonMobil Corporation XOM 8
F5 NETWORKS INC. FFIV 1
FCSTONE GROUP INC FCSX 1
FEI Company FEIC 1,8
FIFTH THIRD BANCORP FITB 1
FIRST FINANCIAL NORTHWEST FFNW 1
FIRST REPUBLIC PREFERRED CAPITAL CORP. 7.25% FRCCO 1
FIRST SOUND BANK (WASHINGTON) FSWA 1
FIS FIS 1,8
FISHER COMMUNICATIONS INC. FSCI 1
FLEXTRONICS INTL. LTD. FLEX 1
FLIR SYSTEMS INC. FLIR 1
FT NASDAQ ABA Community Bank ETF QABA 1
Financial Sector ETF XLF 8
First California Financial Group, Inc. FCAL 1,8
First Financial Holdings, Inc. FFCH 1
First Interstate BancSystem, Inc. FIBK 1,8
First Pactrust Bancorp Inc. BANC 1,8
First Solar, Inc. FSLR 1
Fiserv, Inc FISV 1,8
Flowers Foods Inc. FLO 1,8
Fluor Corporation FLR 1,8
Footlocker, Inc. FL 1
Foster Wheeler AG FWLT 1,8
Frontier Communications Corp. FTR 1,8
GILEAD SCIENCES INC. GILD 1,8
Garmin Ltd. GRMN 1,8
Gas Natural, Inc. EGAS 1
General Cable Corp. BGC 1,8
General Electric GE 8
Gildan Activewear Inc. GIL 1,8
Glacier Bancorp. GBCI 1,2,3,8
Gold ETF GLD 8
Goodrich Corporation GR 1,8
Granite Construction, Inc. GVA 1,8
Great Lakes Dredge & Dock Corp. GLDD 1,8
Great Plains Energy Incorporated GXP 1,8
Green Dot Corporation GDOT 1,8
Green Mountain Coffee Roasters GMCR 1
Greenbrier Companies (The) GBX 1,8
Greif, Inc. GEF 1,8
HEARTLAND FINANCIAL USA INC. HTLF 1
HEELYS INC. HLYS 1
HEICO Corporation Class A HEI/A 1,8
Hanesbrands Inc. HBI 1,8
Hanmi Financial Corporation HAFC 1
Hawaiian Electric Industries, Inc. HE 1,8
Hawaiian Telcom Hold HCOM 1,8,
Herbalife Ltd. HLF 1,4,8
Heritage Commerce Corp. HTBK 1,8,
Heritage Financial Corp. HFWA 1,8
Hexcel Corp. HXL 1,8
Hittite Microwave Corporation HITT 1,8
Home Federal Bancorp Inc. HOME 1,8
Hormel Foods Corporation HRL 1,8
Hot Topic, Inc. HOTT 1
Hubbell Incorporated HUB.B 1,8
IDACORP, Inc. IDA 1,8
IDAHO BANCORP IDBC 1
IDAHO INDEPENDENT BANK COEUR D’ALENE IIBK 1
II-VI Inc. IIVI 1,8
IKANOS COMMUNICATIONS IKAN 1
INTEGRATED ELECTRICAL SERVICES, INC. IESC 1
INTEL CORP. INTC 1,8
INTERMOUNTAIN COMMUNITY BANCORP IMCB 1
INTUIT INC. INTU 1
INVESTORS REAL ESTATE TRUST SERIES A PFD IRETP 1
IPG Photonics Corporation IPGP 1,8
ITC Holdings Corp. ITC 1,8
ITRON INC. ITRI 1
Integrys Energy Group, Inc. TEG 1,8
International Paper IP 1,8
Investors Real Estate Trust IRET 1,8
JEWETT-CAMERON TRADING CO. LTD. JCTCF 1
JOHNSON & JOHNSON JNJ 8
Jack Henry & Associates, Inc. JKHY 1,8
Jack in the Box Inc. JACK 1,8
Jacobs Engineering Group JEC 1,8
Jarden Corporation JAH 1,8,
K SWISS INC. KSWS 1
KBR, Inc. KBR 1,8
KEY TRONIC CORP. KTCC 1
KapStone Paper & Packaging Corp. KS 1,8
Kellogg Company K 1,8
Kimberly-Clark Corp. KMB 8
Kohl's Corporation KSS 8
Krispy Kreme Doughnuts, Inc. KKD 1,8
Kulicke and Soffa Industries Inc. KLIC 1,8
L.B. Foster Co. FSTR 1,8
LAM RESEARCH CORP. LRCX 1
LATTICE SEMICONDUCTOR CORP. LSCC 1
LINCOLN ELECTRIC HOLDINGS, INC. LECO 1
LINEAR TECHNOLOGY CORP. LLTC 1
LIVEPERSON, INC. LPSN 1
LTX-Credence Corporation  LTXC 1,8
LULULEMON ATHELETICA INC. LULU 1,
Layne Christensen Co. LAYN 1,8
Lender Processing Services, Inc. LPS 1,8
Level 3 Communications, Inc. LVLT 1,8
Limelight Networks, Inc. LLNW 1,8
Louisiana-Pacific Corporation LPX 1,8
MATRIX SERVICE COMPANY MTRX 1
MAXIM INTEGRATED PRODUCTS MXIM 1
MDU Resources MDU 1,8
MEDTRONIC, INC. MDT 8
MEMSIC INC MEMS 1
MERCURY COMPUTER SYSTEMS INC. MRCY 1
MERIT MEDICAL SYSTEMS INC. MMSI 1
META FINANCIAL GROUP INC. CASH 1
MGE Energy, Inc. MGEE 1,8
MICROVISION INC. MVIS 1
MIPS TECHNOLOGIES INC. MIPS 1
MKS Instruments Inc. MKSI 1,4,8
MONOLITHIC SYSTEM TECHNOLOGY INC. MOSY 1
MONTEREY PASTA COMPANY PSTA 1
MYR GROUP INC MYRG 1
Magma Design Automation, Inc. LAVA 1,8
Main Street Capital Corporation MAIN 1
Market Leader, Inc. LEDR 1
Martin Marietta Materials Inc. MLM 1,8
Marvell Technology Group Ltd. MRVL 1,8
MasTec Inc. MTZ 1,8
Materion Corporation MTRN 1,8
McDermott International Inc. MDR 1,8
McDonald's Corp. MCD 8
Mead Johnson Nutrition Company MJN 1,8
Mentor Graphics Corporation MENT 1,8
Metalico Inc. MEA 1,8
Microsoft Corp. MSFT 1
Mitek Systems, Inc. MITK 1
Moog Inc. MOG'A 1,8
Mueller Water Products, Inc. MWA 1,8
NATIONAL INSTRUMENTS CORP. NATI 1
NETGEAR INC. NTGR 1
NGP CAPITAL RESOURCES CO. NGPC 1
NVIDIA CORP. NVDA 1
Nanometrics Incorporated NANO 1,8
Navistar International Corp. NAV 1,8
NetLogic Microsystems Inc. NETL 1,8
NetSpend Holdings Inc. NTSP 1,8
Nordstrom JWN 8
Northwest Natural Gas Co. NWN 1,8
Northwest Pipe NWPX 1,8
Northwestern Corp. NWE 1,8
Nova Measuring Instruments, LTD. NVMI 1
Novellus Systems, Inc. NVLS 1,8
Nu Skin Enterprises Inc. NUS 1,8
OMNIVISION TECHNOLOGIES INC. OVTI 1
ON Semiconductor Corporation ONNN 1,8
ORACLE CORP. ORCL 1,8
ORANGE 21 INC. ORNG 1
ORANGE COUNTY BUSINESS BANK OCBB 1
Omega Protein Corp. OME 1,3,8
Online Resources Corporation ORCC 1,8
Orion Marine Group, Inc. ORN 1,8
Otter Tail Corporation OTTR 1,8
P.F. Chang's China Bistro PFCB 1,8
PACCAR PCAR 1,8
PACIFIC FINANCIAL CORP. PFLC 1
PACIFIC INTERNATIONAL BANCORP PIBW 1
PDF Solutions, Inc. PDFS 1,8
PEETS COFFEE & TEA INC. PEET 1
PERRY ELLIS INTERNATIONAL, INC PERY 1
PETSMART INC. PETM 1
PIXELWORKS INC. PXLW 1
PLANAR SYSTEMS INC. PLNR 1
PLAZA BANK PZBW 1
PUGET SOUND BANK (WA) PUGB 1
PacWest Bancorp PACW 1,8
Pacific Continental Corp. PCBK 1,8
Pacific Sunwear of California Inc. PSUN 1,8
Packaging Corp. of America PKG 1,8
Panera Bread Company PNRA 1,8
PepsiCo, Inc. PEP 8
Photronics Inc. PLAB 1,8
Pioneer Power Solutions, Inc. PPSI 1
Plum Creek Timber Company PCL 1,8
Polypore International Inc. PPO 1,8
Pope Resources POPE 1
Portland General Electric POR 1,8
Potlatch Corporation PCH 1,8
Powell Industries Inc. POWL 1,8
Powin Corp. PWON 1
Precision Castpasts Corp. PCP 1,8
Preferred Bank PFBC 1,
PremierWest Bancorp. PRWT 1,8
Primoris Services Corporation PRIM 1,8
Procter & Gamble Company PG 8
Prosperity Bancshares Inc. PB 1,8
QUALCOMM Inc. QCOM 1,8
Quanta Services Inc. PWR 1,8
Questar Corporation STR 1,8
Quiksilver, Inc. ZQK 1,8
RENTRAK CORP. RENT 1
RF Micro Devices, Inc. RFMD 1,8
RIGHT NOW TECHNOLOGIES RNOW 1
ROSS STORES INC. ROST 1
RTI International Metals, Inc. RTI 1,8
RadiSys Corporation RSYS 1,8
Rayonier, Inc. RYN 1,8
Real Networks, Inc. RNWK 1
Realty Income Corporation O 4,8
Riverview Bancorp, Inc. RVSB 1
Rock-Tenn Co. RKT 1,8
Rogers Corp. ROG 1,8
Rovi Corporation ROVI 1
Rubicon Technology, Inc. RBCN 1,8
Rudolph Technologies, Inc. RTEC 1,8
Ruth's Hospitality Group Inc. RUTH 1,8
S1 Corporation SONE 1,8
SIERRA BANCORP BSRR 1
SILICON IMAGE INC. SIMG 1
SILICON LABORATORIES INC. SLAB 1
SKYWEST, INC. SKYW 1
SPACEHAB INC (NEW) SPAB 1
SRS LABS INC. SRSL 1
STEEL DYNAMICS INC. STLD 1
STEVEN MADDEN, LTD. SHOO 1
STRATASYS, INC. SSYS 1
STRATEGIC DIAGNOSTICS INC. SDIX 1
SUNOPTA INC. STKL 1
SVB Financial Group SIVB 1,8
SYMANTEC CORP. SYMC 1
SYNAPTICS INC. SYNA 1
Sanmina-SCI Corporation SANM 1
Sara Lee Corp. SLE 1,8
Schiff Nutrition International Inc. WNI 1,8
Schnitzer Steel Industries SCHN 1,8
Seachange International, Inc. SEAC 1
Seattle Genetics, Inc. SGEN 1
Shaw Group (The) SHAW 1,8
Simpson Manufacturing Co. Inc. SSD 1,8
Sims Metal Management Limited SMS 1,8
Skilled Healthcare Group Inc. SKH 1,8
Skullcandy, Inc. SKUL 1,8,
Skyworks Solutions, Inc. SWKS 1,8
Smithfield Foods Inc. SFD 1,8
Sonoco Products Co. SON 1,8
Stantec Inc. STN 1,8
Starbucks Corporation SBUX 1,8
Stericycle, Inc. SRCL 8
Sterling Construction Co. Inc. STRL 1,3,4,8
Sterling Financial Corp. STSA 1,8
SunPower Corporation SPWR 1
Support.com, Inc. SPRT 1
Synopsys, Inc. SNPS 1,8
TEVA PHARMACEUTICAL INDUSTRIES LTD. TEVA 1,8
TREASURE STATE BANK (MT) TRSU 1
TRIDENT MICROSYSTEMS INC. TRID 1
Teradyne, Inc. TER 1,8
Tetra Tech Inc. TTEK 1,8
Texas Capital BancShares Inc. TCBI 1,8
Texas Industries Inc. TXI 1,8
Texas Roadhouse Inc. TXRH 1,8
Thomas & Betts Corporation TNB 1
Timberland Bancorp, Inc. TSBK 1
Titanium Metals Corp. TIE 1,8
Total SA TOT 8
TransDigm Group Incorporated TDG 1,8
Transocean, Inc. RIG 8
TriCo Bancshares TCBK 1,8
TriQuint Semiconductor, Inc. TQNT 1,8
Triangle Capital Corporation TCAP 1
Triumph Group, Inc. TGI 1,8
Tutor Perini Corp. TPC 1,8
Tyson Foods, Inc. TSN 1,8
UNITED NATURAL FOODS INC. UNFI 1
UNITED SECURITY BANCSHARES UBFO 1
UNIVERSAL DISPLAY CORP. PANL 1
URS Corporation URS 1,8
USA TECHNOLOGIES INC. USAT 1
USANA Health Sciences Inc. USNA 1,4,8
Ultratech, Inc. UTEK 1,8
Umpqua Holdings Corporation UMPQ 1,5,8
UniTek Global Services, Inc. UNTK 1,8
United Technologies UTX 8
Universal Forest Products Inc. UFPI 1,4,8
Urban Outfitters, Inc. URBN 1
V.F. Corporation VFC 1,8
VOLTERRA SEMICONDUCTOR CORP. VLTR 1
Valmont Industries, Inc. VMI 1,8
Veco Instruments, Inc. VECO 1
Viasystems Group, Inc. VIAS 1
Viewpoint Financial Group VPFG 1,8
Vulcan Materials Company VMC 1,8
WET SEAL INC. WTSLA 1
WHOLE FOODS MARKET INC. WFM 1
WILLDAN GROUP INCORPORATED WLDN 1
WILLIAMS CONTROLS, INC. WMCO 1,4
Wal-Mart Stores, Inc. WMT 8
Washington Banking Co. WBCO 1,8
Washington Federal WFSL 1,8
Washington Federal, Inc. Warrant Expires 11/14/18 WFSLW 1
West Coast Bancorp. WCBO 1,8
Westar Energy, Inc. WR 1,8,
Western Alliance Bancorporation WAL 1,
Western Union Co. WU 1,8
Weyerhaeuser Company WY 1,8
Willbros Group, Inc. WG 1,8
Wilshire Bancorp, Inc. WIBC 1,8
Windstream Corporation WIN 1,8
Wisconsin Energy Corporation WEC 8
Woodward Inc. WWD 1,8
XILINX INC. XLNX 1
Xcel Energy Inc. XEL 1,8
YAHOO! INC. YHOO 1
Zions Bancorporation ZION 1,5,8
Zoltek Companies Inc. ZOLT 1,8
Zumiez Inc. ZUMZ 1,8
Zygo Corporation ZIGO 1
iShares Inv. Grade Corp. Bond ETF LQD 8
lululemon athletica inc. LULU 1,
tw telecom inc. TWTC 1,8
 
 
No. Disclosure
1 D.A. Davidson & Co. makes a market in this security.
2 D.A. Davidson & Co. or an affiliate has managed or co-managed a public offering of securities for this company in the past 12 months.
3 D.A. Davidson & Co. or an affiliate has received compensation from this company for investment banking services in the past 12 months.
4 D.A. Davidson & Co. or an affiliate has received compensation from this company for non-investment banking securities related services in the past 12 months.
5 D.A. Davidson & Co. or an affiliate has received compensation from this company for non-investment banking, non- securities related services in the past 12 months.
6 D.A. Davidson & Co. or an affiliate beneficially owns 1% or more of any class of common equity securities of this company.
7 An employee or Director of D.A. Davidson & Co. is an officer or Director of this company.
8 Covered by Davidson, please see latest Davidson research report for additional required disclosures.
9 Other