Career Details -- Davidson Companies

Summary:
The individual in this position will be assisting the Director of Internal Audit in the planning, performance, documentation and reporting of audits to ensure corporate compliance with laws, rules, and regulations promulgated by the SEC, FINRA, OTS, and MSRB and with policies, procedures and written supervisory procedures promulgated by Davidson Companies and its subsidiaries.

Qualifications: (including specific Education and License requirements)

College Degree in Accounting or Finance.
Series 7 & Series 63 or 66 license, or willingness to obtain within six months of accepting position.
Excellent written, oral, presentation and facilitation skills.
Strong analytical skills including the ability to define problems, collect data, establish facts and draw valid conclusions.
Ability to plan audits, examine and evaluate information, communicate results, make recommendations and establish and perform follow-up procedures.
Ability to plan and execute multiple projects simultaneously, and to prioritize with minimal supervision.
Ability to interact comfortably with personnel at all levels within the organization, including senior management.
High degree of self-motivation, initiative and professionalism.
Proficient computer skills (Excel, Word, etc).

Duties:
Primary job functions will include planning and executing audits; researching laws, rules and regulations as part of the audit planning process; examining and evaluating supporting evidence to determine compliance with applicable laws, rules, regulations; interacting with personnel at all levels within the organization during the performance of audits; clearly and concisely communicating results of audits; recommending policies, procedures and internal controls, obtaining additional education as required and managing Internal Audit Department projects as assigned.